Candidates wishing to sit for an examination for obtaining a title of a Broker, Investment Adviser or a Portfolio Manager will have the opportunity to apply and sit for the examination in the September/October examination period. The dates of the examinations will be posted to the Securities Commission website.
BANCA INTESA discontinues custody bank activities
Banca Intesa discontinues custody bank activities in Serbia. The Securities Commission adopted a decision revoking a license for carrying out activities of a custody bank from BANCA INTESA a.d. Beograd, at the today's 57th session held on 27 April 2018.
Suspension of activities of CapitalOne
On 30 March 2018, the Securities Commission adopted a decision establishing illegalities and irregularities in the work of broker-dealer company CAPITALONE a.d. Beograd. The company was instructed to eliminate the determined illegalities and irregularities. The Securities Commission suspended the work of broker-dealer company CAPITALONE a.d. Beograd and performance of investment firm activities for which it was licensed, for the duration of 45 days.