Law on the Capital Market

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Rulebook on granting a license for performing the activities of an investment firm New!
Rulebook on Granting Authorization for the Provision of the Approved Publication Arrangement (APA) Service, Organizational Requirements, and Data Publications New!
Rulebook on the acquisition of titles and granting of licenses for performing the activities of a broker, investment adviser, and portfolio manager New!
Rulebook on monetary fines New!
Rulebook on practices that may be considered market manipulation, procedures for preventing and detecting market abuse, and reporting of suspicious transactions New!
Rulebook on the list of persons with access to inside information and updating the list of persons with access to inside information
Rulebook on the Disclosure and Delay of Insider Information
Rulebook on the content of the notification of a person discharging managerial responsibilities or a person closely associated with a person discharging managerial responsibilities, and on the circumstances under which the issuer may permit trading during
Rulebook on market sounding
Rulebook on Investment Recommendations
Rulebook on Fees
Rulebook on the Rules of Conduct of an Investment Firm when Providing Services
Rulebook on Criteria for Auditing Financial Statements of Public Companies
Rulebook on the conditions and manner of establishing and verifying the identity of a natural person using electronic communication means
RULEBOOK on Granting Operating Licences to Market Operators and Conditions for the Operation of Trading Venues and Systematic Internalisers
Rulebook on the supervision carried out by the Securities Commission
Rulebook on organizational requirements for providing investment services, performing investment activities and ancillary services and risk management
Rulebook on granting approval for the appointment of members of the management bodies of market operators, investment firms, central securities depository, and clearing house, and approved publication arrangements (APA)
Rulebook on granting approval for the acquisition of a qualifying holding in the capital of the market operator, investment firm, and central securities depository, and clearing house
Rulebook on authorization of investment firms
Rulebook on qualified investors and the register of qualified investors
Rulebook on Official Register of Information
Rulebook on exempt offerings
Rulebook on Prospectuses
Rulebook on public company reporting